Ellis Wilson
Ellis Wilson
71-75 Shelton Street, London WC2H 9JQ
https://elliswilson.co.uk/
Ellis Wilson provides independent regulatory advice, compliance assurance and assistance with financial services regulatory compliance to the investment management and advisory sectors.
We also provide specialist client assets advice and assistance to many types of financial services firm.
Our services are designed to support the compliance activities of our clients built on a coherent compliance assurance framework, designed to be manageable and mindful of the scale of every firms’ business and the impact of the FCA’s rules. We deliver our services through regular relationship dialogue, meetings, assurance visits, a compliance risk assessment, compliance documentation, all delivered through our GOLDCOMPLY compliance technology platform.
Our core clients are located in Scotland, England and the Home Counties and operate in the wealth management, private equity, venture capital and real estate sectors. We also provide services to broker clients and one of the largest depositaries in the UK.